SEC Form 4 · accession 0001104659-18-007963
Cactus, Inc. · WHD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Alan Semple
Director
Period of report
Feb 7, 2018
Accepted (ET)
Feb 9, 2018 · 12:47 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001699136
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F1 | — | Feb 7, 2018 | A | 5,264 | A | — | — | Class A Common Stock | 5,264 | 5,264 | D |
| Restricted Stock UnitsF3,F1 | — | Feb 7, 2018 | A | 65,790 | A | — | — | Class A Common Stock | 65,790 | 65,790 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of Issuer's Class A common stock.
- F2These restricted stock units vest on the first anniversary of the date of issuance. Vested shares will be delivered to the reporting person within 60 days of the vesting date.
- F3These restricted stock units vest in three equal annual installments beginning on the first anniversary of the date of issuance. Vested shares will be delivered to the reporting person within 60 days of the vesting date.