SEC Form 4 · accession 0001104659-18-007952
Cactus, Inc. · WHD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Cadent Energy Partners, LLC
Director
Period of report
Feb 7, 2018
Accepted (ET)
Feb 9, 2018 · 12:41 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001699136
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F1 | — | Feb 7, 2018 | A | 5,264 | A | — | — | Class A Common Stock | 5,264 | 5,264 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of Issuer's Class A common stock.
- F2The restricted stock units vest on the first anniversary of the date of issuance. Vested shares will be delivered to the reporting person within 60 days of the vesting date.
Remarks
The derivative securities reported herein were granted to Bruce Rothstein who is a director on the Issuer's board of directors. Due to Mr. Rothstein's position as a managing partner at Cadent Energy Partners, LLC ("Cadent"), all compensation and equity awards that he receives are directly payable or transferred to a subsidiary of Cadent.