SEC Form 4 · accession 0001698530-19-000010
EXICURE, INC. · XCUR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David S Snyder
Officer — Chief Financial Officer
Period of report
Feb 28, 2019
Accepted (ET)
Mar 1, 2019 · 4:51 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001698530
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F1 | $2.80 | Feb 28, 2019 | A | 250,000 | A | — | Feb 27, 2029 | Common Stock | 250,000 | 250,000 | D |
Explanation of responses
- F1This option vests in 48 substantially equal monthly installments from February 28, 2019, subject to the Reporting Person's continued service with the Issuer and certain change of control provisions.