SEC Form 4 · accession 0001698530-18-000035
EXICURE, INC. · XCUR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Chad A. Mirkin
Director · 10% Owner
Period of report
Jun 19, 2018
Accepted (ET)
Jun 21, 2018 · 6:14 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001698530
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F1 | $5.82 | Jun 19, 2018 | A | 21,693 | A | — | Jun 18, 2028 | Common Stock | 21,693 | 21,693 | D |
Explanation of responses
- F1This option vests in 12 substantially equal monthly installments from June 19, 2018, subject to the Reporting Person's continued service with the Issuer and certain change of control provisions.