SEC Form 4 · accession 0000899243-18-010988
EXICURE, INC. · XCUR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Matthias Schroff
Officer — Chief Operating Officer
Period of report
Apr 26, 2018
Accepted (ET)
Apr 30, 2018 · 9:30 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001698530
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F1 | $3.00 | Apr 26, 2018 | A | 345,000 | A | — | Apr 25, 2028 | Common Stock | 345,000 | 345,000 | D |
Explanation of responses
- F1This option vests 25% on April 1, 2019, and the remaining 75% vests in 36 substantially equal monthly installments thereafter, subject to the Reporting Person's continued service with the Issuer and certain change of control provisions.
Remarks
Ex. 24.1 - Power of Attorney (incorporated by reference to the Power of Attorney filed as Exhibit 24.1 to the Form 3 filed by the Reporting Person on April 24, 2018)