SEC Form 4 · accession 0001213900-17-004023
Vantage Energy Acquisition Corp. · VEAC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Roger J. Biemans
Officer — Chief Executive Officer · Director
Period of report
Apr 17, 2017
Accepted (ET)
Apr 19, 2017 · 9:44 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001698209
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Private Placement WarrantsF3,F1,F2 | $11.50 | Apr 17, 2017 | P | 7,733,333 | A | — | — | Class A Common Stock | 7,733,333 | 7,733,333 | I |
| Private Placement WarrantsF3,F1,F2 | $11.50 | Apr 19, 2017 | P | 960,000 | A | — | — | Class A Common Stock | 960,000 | 8,693,333 | I |
Explanation of responses
- F1The warrants will become exercisable on the later of 30 days after the completion of the Issuer's initial business combination and 12 months from the closing of the Issuer's initial public offering.
- F2The warrants will expire five years after the completion of the Issuer's initial business combination or earlier upon redemption or liquidation, as described in the prospectus for the Issuer's initial public offering.
- F3NGP Vantage Energy LLC is the record holder of the warrants reported herein. Mr. Biemans is a manager and the Chief Executive Officer of NGP Vantage Energy LLC. As such, Mr. Biemans may be deemed to have or share beneficial ownership of the warrants held directly by NGP Vantage Energy LLC.