SEC Form 4 · accession 0001654954-17-011397
Rekor Systems, Inc. · REKR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owners
Robert Alan Berman
Officer — Chief Executive Officer · Director · 10% Owner
Avon Road Partners, L.P.
10% Owner
Period of report
Dec 5, 2017
Accepted (ET)
Dec 7, 2017 · 4:19 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001697851
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 5, 2017 | X | 121,247 | $1.031 | A | 121,247 | I | By Avon Road Partners, L.P. |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Avon Warrant to Purchase | $1.031 | Dec 5, 2017 | X | 121,247 | D | Mar 16, 2016 | Mar 16, 2019 | Common Stock | 121,247 | 121,247 | I |