SEC Form 4 · accession 0001209191-17-050823

Rekor Systems, Inc. · REKR

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owners

Officer — Chief Executive Officer · Director · 10% Owner

10% Owner

Period of report

Aug 28, 2017

Accepted (ET)

Aug 30, 2017 · 7:13 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001697851

Table I — non-derivative securities

No Table I lines on this filing.

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Avon Option to Purchase (McCarthy)^F1	$0.5155	Aug 28, 2017	A	2,725,836	A	Mar 21, 2017	Mar 21, 2019	Common Stock	2,725,836	2,725,836	I
Avon Option to Purchase (Nathan)^F1	$0.5155	Aug 28, 2017	A	1,593,021	A	Mar 21, 2017	Mar 21, 2019	Common Stock	1,593,021	1,593,021	I
Avon Warrant to Purchase^F2	$1.031	Aug 28, 2017	A	121,247	A	Mar 16, 2016	Mar 16, 2019	Common Stock	121,247	121,247	I

F1As disclosed by Novume Solutions, Inc. (the "Company") in its Current Report on Form 8-K as filed with the SEC on August 29, 2017, (the "Form 8-K") received in exchange for the existing option to purchase common stock of KeyStone Solutions, Inc. ("KeyStone"), at the specified common stock conversion ratio and adjusted exercise price pursuant to the Second Amended and Restated Agreement and Plan of Merger between the Company, KeyStone, KeyStone Merger Sub, LLC, Brekford Merger Sub, Inc., and Brekford Traffic Safety, Inc., which closed on August 28, 2017, and the Amended and Restated Avon Road Option Agreement.
F2As disclosed by the Company in the Form 8-K, received in exchange for the Avon Road warrant to purchase common stock of KeyStone at the specified common stock conversion ratio and adjusted exercise price pursuant to the Merger.