SEC Form 3 · accession 0001493152-18-017733
Stem Holdings, Inc. · STMH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jessica Michelle Feingold
Director
Period of report
Feb 15, 2018
Accepted (ET)
Dec 20, 2018 · 1:40 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001697834
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 10,416 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option | $2.40 | holding | — | — | — | Feb 15, 2018 | Feb 14, 2021 | Common Stock | 50,000 | — | D |