SEC Form 3 · accession 0000899243-18-017422
ConvergeOne Holdings, Inc. · CVON
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
CCP MM, LLC
Director · 10% Owner
Period of report
May 25, 2018
Accepted (ET)
Jun 20, 2018 · 5:58 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001697152
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F3 | holding | — | — | — | 42,299,691 | I | See footnotes |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The shares are owned of record by Clearlake Capital Partners III (Master), L.P. ("CCPIII").
- F2CCPIII's general partner is Clearlake Capital Partners III GP, L.P. ("CCPIII GP"). CCPIII GP's general partner is Clearlake Capital Partners, LLC ("CCP"). CCP's managing member is CCP MM, LLC ("CCP MM"). CCP MM's managing member is CCG Operations, LLC. ("CCG Ops"). Jose E. Feliciano and Behdad Eghbali are managers of CCG Ops. As a result, each of Mr. Feliciano, Mr. Eghbali, CCG Ops, CCPII GP, CCP MM and CCP may be deemed to share beneficial ownership of the reported shares.
- F3On May 25, 2018, CCP MM became the managing member of CCG Ops. CCP MM expressly disclaims beneficial ownership of the reported shares except to the extent of its pecuniary interest therein.
Remarks
Exhibit 24.1 Power of Attorney. Mr. Feliciano and Mr. Eghbali, as representatives of the reporting person, are directors of ConvergeOne Holdings, Inc. For purposes of Section 16 of the Securities Exchange Act of 1934, as amended, the reporting person is deemed a director by deputization by virtue of its representation on the Board of Directors of ConvergeOne Holdings, Inc.