SEC Form 4 · accession 0000899243-18-001540
Liberty Energy Inc. · LBRT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ron Gusek
Officer — President
Period of report
Jan 17, 2018
Accepted (ET)
Jan 19, 2018 · 5:31 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001694028
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Jan 17, 2018 | A | 809,141 | — | A | 809,141 | D | |
| Class A Common StockF2,F3 | Jan 17, 2018 | D | 15,628 | $16.065 | D | 793,513 | D | |
| Class A Common StockF4 | Jan 17, 2018 | A | 225,544 | $0.00 | A | 1,019,057 | D | |
| Class A Common StockF5 | Jan 17, 2018 | A | 292,481 | $0.00 | A | 1,311,538 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reporting person acquired these securities in accordance with the Master Reorganization Agreement (the "MRA"), dated January 11, 2018, by and among Liberty Oilfield Services Inc. (the "Issuer"), the reporting person and the other parties thereto.
- F2Represents securities redeemed by the Issuer pursuant to the MRA in connection with the exercise of the underwriters' over-allotment option.
- F3Represents the price to the public less underwriting discounts and commissions in the Issuer's initial public offering of shares of its Class A common stock.
- F4These shares of restricted Class A Common Stock, granted pursuant to the Liberty Oilfield Services Inc. Legacy Restricted Stock Plan, will vest on February 20, 2018.
- F5These shares of restricted Class A Common Stock, granted pursuant to the Liberty Oilfield Services Inc. Legacy Restricted Stock Plan, will vest in three equal annual installments beginning on October 31, 2018.