Form4insider filings, from the source

SEC Form 4 · accession 0001209191-18-006068

ARMO BioSciences, Inc. · ARMO

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owners
Period of report
Jan 30, 2018
Accepted (ET)
Jan 30, 2018 · 5:32 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001693664

Table I — non-derivative securities

SecurityDateCodeSharesPriceA/DOwned afterD/INature of ownership
Common StockF1,F2Jan 30, 2018C1,059,148—A1,059,148IBy DAG Ventures V-QP, L.P.
Common StockF1,F2Jan 30, 2018C2,580—A2,580IBy DAG Ventures V, L.P.
Common StockF3,F2Jan 30, 2018C728,080—A1,787,228IBy DAG Ventures V-QP, L.P.
Common StockF3,F2Jan 30, 2018C1,772—A4,352IBy DAG Ventures V, L.P.
Common StockF4,F2Jan 30, 2018C200,786—A1,988,014IBy DAG Ventures V-QP, L.P.
Common StockF4,F2Jan 30, 2018C489—A4,841IBy DAG Ventures V, L.P.
Common StockF5,F2Jan 30, 2018C226,543—A2,214,557IBy DAG Ventures V-QP, L.P.
Common StockF5,F2Jan 30, 2018C551—A5,392IBy DAG Ventures V, L.P.
Common StockF6,F2Jan 30, 2018C183,351—A2,397,908IBy DAG Ventures V-QP, L.P.
Common StockF6,F2Jan 30, 2018C446—A5,838IBy DAG Ventures V, L.P.

Table II — derivative securities

SecurityConv. / exercise priceDateCodeSharesA/DExercisableExpiresUnderlyingUnderlying sharesOwned afterD/I
Series A Preferred StockF2,F1—Jan 30, 2018C1,059,148D——Common Stock1,059,1480I
Series A Preferred StockF2,F1—Jan 30, 2018C2,580D——Common Stock2,5800I
Series B Preferred StockF2,F3—Jan 30, 2018C728,080D——Common Stock728,0800I
Series B Preferred StockF2,F3—Jan 30, 2018C1,772D——Common Stock1,7720I
Series B-1 Preferred StockF2,F4—Jan 30, 2018C200,786D——Common Stock200,7860I
Series B-1 Preferred StockF2,F4—Jan 30, 2018C489D——Common Stock4890I
Series C Preferred StockF2,F5—Jan 30, 2018C226,543D——Common Stock226,5430I
Series C Preferred StockF2,F5—Jan 30, 2018C551D——Common Stock5510I
Series C-1 Preferred StockF2,F6—Jan 30, 2018C183,351D——Common Stock183,3510I
Series C-1 Preferred StockF2,F6—Jan 30, 2018C446D——Common Stock4460I

Explanation of responses