SEC Form 4/A · accession 0001104659-18-007697
Select Water Solutions, Inc. · WTTR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Holli C. Ladhani
Officer — President and CEO · Director
Period of report
Nov 1, 2017
Accepted (ET)
Feb 8, 2018 · 7:13 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001693256
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF2,F1 | Nov 1, 2017 | A | 14,062 | — | A | 102,454 | D | |
| Class A Common StockF3,F1,F4 | Nov 1, 2017 | A | 39,582 | — | A | 39,582 | I | See footnote |
| Class A Common StockF3,F1,F5 | Nov 1, 2017 | A | 39,582 | — | A | 39,582 | I | See footnote |
| Class A Common StockF6,F1,F7 | Nov 1, 2017 | A | 50,436 | — | A | 50,436 | I | See footnote |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (right to buy)F9,F8 | $13.99 | Nov 1, 2017 | A | 17,984 | A | Nov 1, 2017 | Mar 14, 2021 | Class A Common Stock | 17,984 | 17,984 | I |
| Stock Options (right to buy)F9,F8 | $14.03 | Nov 1, 2017 | A | 7,391 | A | Nov 1, 2017 | Mar 14, 2021 | Class A Common Stock | 7,391 | 7,391 | I |
| Stock Options (right to buy)F9,F8 | $12.77 | Nov 1, 2017 | A | 18,327 | A | Nov 1, 2017 | Mar 14, 2021 | Class A Common Stock | 18,327 | 18,327 | I |
| Stock Options (right to buy)F9,F8 | $15.60 | Nov 1, 2017 | A | 27,076 | A | Nov 1, 2017 | Mar 14, 2021 | Class A Common Stock | 27,076 | 27,076 | I |
| Stock Options (right to buy)F10,F8 | $13.99 | Nov 1, 2017 | A | 17,984 | A | Nov 1, 2017 | Mar 14, 2021 | Class A Common Stock | 17,984 | 17,984 | I |
| Stock Options (right to buy)F10,F8 | $14.03 | Nov 1, 2017 | A | 7,391 | A | Nov 1, 2017 | Mar 14, 2021 | Class A Common Stock | 7,391 | 7,391 | I |
| Stock Options (right to buy)F10,F8 | $12.77 | Nov 1, 2017 | A | 18,327 | A | Nov 1, 2017 | Mar 14, 2021 | Class A Common Stock | 18,327 | 18,327 | I |
| Stock Options (right to buy)F10,F8 | $15.60 | Nov 1, 2017 | A | 27,069 | A | Nov 1, 2017 | Mar 14, 2021 | Class A Common Stock | 27,069 | 27,069 | I |
Explanation of responses
- F1This amendment is being filed to correct the amount of Class A common stock and stock options directly and indirectly held by the reporting person and also to include stock options that were omitted from the reporting person's original Form 4.
- F10These options are held by Shaheen Ladhani RES, LLC, of which the spouse of Ms. Ladhani is the sole member.
- F2Received in exchange for 18,377 shares of Class A common stock, $0.01 par value per share ("Rockwater Class A Common Stock"), of Rockwater Energy Solutions, Inc. ("Rockwater") in connection with the acquisition of Rockwater by Select Energy Services, Inc. (the "Merger").
- F3Received in exchange for 51,728 shares of Rockwater Class A Common Stock in connection with the Merger.
- F4Represents shares of Class A common stock held by Holli Ladhani RES, LLC, of which Ms. Ladhani is the sole member.
- F5Represents shares of Class A common stock held by Shaheen Ladhani RES, LLC, of which the spouse of Ms. Ladhani is the sole member.
- F6Received in exchange for 65,913 shares of Rockwater Class A Common Stock in connection with the Merger.
- F7Represents shares of Class A common stock held by Shaheen Ladhani RES No. 1, LLC, of which the spouse of Ms. Ladhani is the sole member.
- F8These options, granted as substitute awards under the Select Energy Services, Inc. 2016 Equity Incentive Plan, are all exercisable.
- F9These options are held by Holli Ladhani RES, LLC, of which Ms. Ladhani is the sole member.