SEC Form 4 · accession 0001209191-18-048765
Vistra Corp. · VST
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
James A Burke
Officer — EVP and COO
Period of report
Apr 9, 2018
Accepted (ET)
Aug 29, 2018 · 11:33 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001692819
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Apr 9, 2018 | A | 260 | $20.30 | A | 156,796 | I | By the Marti E. Burke 2012 Irrevocable Trust, dated 10/16/2012 |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reporting person is the trustee of the Marti E. Burke 2012 Irrevocable Trust, dated October 16, 2012 (the "Trust") of which the reporting person's wife is the beneficiary. The Trust owned shares of Dynegy Inc. ("Dynegy") prior to Dynegy's merger into Vistra Energy Corp. (the "Issuer") on April 9, 2018 (the "Effective Date") in a transaction exempt from Section 16(b) of the Exchange Act. The reporting person was only recently made aware that the Trust owned Dynegy shares prior to the Effective Date that converted to Issuer shares on the Effective Date.
- F2Pursuant to the Agreement and Plan of Merger, dated October 29, 2017, Dynegy would merge with and into the Issuer, and on the Effective Date, each outstanding common share of Dynegy would convert into 0.652 shares of the Issuer.