SEC Form 4 · accession 0000899243-18-009956
Vistra Corp. · VST
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John R Sult
Director
Period of report
Apr 9, 2018
Accepted (ET)
Apr 11, 2018 · 4:40 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001692819
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Apr 9, 2018 | A | 20,152 | — | A | 20,152 | D | |
| Common StockF3 | Apr 9, 2018 | A | 9,879 | — | A | 30,031 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Acquired pursuant to the Agreement and Plan of Merger, dated October 29, 2017 (the "Merger Agreement"), pursuant to which Dynegy Inc. ("Dynegy") merged with and into Vistra Energy Corp. (the "Issuer") (the "Merger").
- F2Pursuant to the Merger Agreement, each outstanding share of Dynegy common stock held immediately prior to the effective time of the Merger (other than certain excluded shares) converted into 0.652 shares of Issuer common stock.
- F3Pursuant to the Merger Agreement, each Dynegy restricted stock unit outstanding immediately prior to the effective time of the Merger converted into an award of restricted stock units with respect to Issuer common stock (with the number of shares appropriately adjusted based on the exchange ratio of 0.652 shares of Issuer common stock for each share of Dynegy common stock). These restricted stock units vest in full on May 18, 2018.