SEC Form 4 · accession 0001357400-18-000198
Kinetik Holdings Inc. · KNTK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Kevin S McCarthy
Director
Period of report
Dec 21, 2018
Accepted (ET)
Dec 26, 2018 · 6:11 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001692787
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 21, 2018 | J | 252,933 | $0.00 | A | 252,933 | D | |
| Common Stock | Dec 21, 2018 | J | 350,000 | $0.00 | A | 602,933 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Warrents (right to buy) | $11.50 | Dec 21, 2018 | J | 388,889 | A | Dec 9, 2018 | Nov 9, 2023 | Class A Common Stock | 388,889 | 388,889 | D |
Explanation of responses
- F1Pro rata distribution from Kayne Anderson Sponsor, LLC to its members.
- F2Pro rata distribution from Kayne Anderson SPAC, LLC to its members.
Remarks
Note: Also see attached Exhibit EX-24 McCarthy POA.