SEC Form 4/A · accession 0000899243-18-031807
Kinetik Holdings Inc. · KNTK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Period of report
Dec 21, 2018
Accepted (ET)
Dec 27, 2018 · 4:06 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001692787
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| CLASS A COMMON STOCK | Dec 21, 2018 | J | 2,000,000 | $7.63 | D | 14,318,000 | I | See Footnote |
| CLASS A COMMON STOCKF2 | Dec 21, 2018 | J | 756,661 | $7.63 | A | 956,661 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| WARRANTSF3 | $10.00 | Dec 21, 2018 | J | 1,122,020 | D | Nov 9, 2018 | Nov 9, 2023 | CLASS A COMMON | 1,122,020 | 1,122,020 | D |
Explanation of responses
- F1DISTRIBUTION OF CLASS A COMMON STOCK AND WARRANTS BY KAYNE ANDERSON SPONSOR LLC TO ITS EQUITY OWNERS INCLUDING KAYNE ANDERSON CAPITAL ADVISORS, L.P. ("KACALP"), AND RICHARD A. KAYNE. UNLESS RECEIVED BY KACALP OR RICHARD A. KAYNE, DISTRIBUTED SECURITIES NO LONGER REPORTABLE BY KACALP OR RICHARD A. KAYNE.
- F2TOTAL BENEFICIALLY OWNED NOW INCLUDES 556,661 SHARES HELD DIRECTLY BY KACALP AND 400,000 SHARES HELD DIRECTLY BY RICHARD A. KAYNE IN A FAMILY TRUST.
- F3TOTAL BENEFICIALLY OWNED REFLECTS DISTRIBUTION BY KAYNE ANDERSON SPONSOR, LLC TO ITS EQUITY OWNERS OF WARRANTS TO PURCHASE 3,182,141 SHARES OF CLASS A COMMON STOCK NO LONGER BENEFICIALLY OWNED BY REPORTING PERSON EXCEPT TO THE EXTENT RECEIVED IN THAT DISTRIBUTION.