SEC Form 4 · accession 0000899243-18-031711
Kinetik Holdings Inc. · KNTK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Terry A Hart
Officer — Former CFO · 10% Owner
Period of report
Dec 21, 2018
Accepted (ET)
Dec 26, 2018 · 4:27 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001692787
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| CLASS A COMMON STOCKF1 | Dec 21, 2018 | J | 39,411 | $7.63 | D | 39,411 | D | |
| CLASS A COMMON STOCKF2 | Dec 21, 2018 | J | 5,000 | $7.63 | D | 44,411 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| WARRANTSF1 | $10.00 | Dec 21, 2018 | J | 49,721 | A | Nov 9, 2018 | Nov 9, 2023 | CLASS A COMMON | 49,721 | 49,721 | D |
Explanation of responses
- F1RECEIVED AS A DISTRIBUTION FROM EQUITY HELD IN KAYNE ANDERSON SPONSOR, LLC.
- F2RECEIVED AS A DISTRIBUTION FROM EQUITY HELD IN KAYNE SPAC INVESTMENT LLC.