SEC Form 4 · accession 0001562762-19-000073
NCS Multistage Holdings, Inc. · NCSM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
W Matt Ralls
Director
Period of report
Feb 28, 2019
Accepted (ET)
Mar 4, 2019 · 4:36 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001692427
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 28, 2019 | A | 22,007 | $0.00 | A | 73,791 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes 17,863 vested restricted stock units and 3,921 restricted stock units which vest in two equal annual installments beginning on April 27, 2019 and all of which settle within thirty days following the earliest of (i) one year following the termination of the Reporting Person's service for any reason other than cause, (ii) a change of control or (iii) the fifth anniversary of the grant date. Also, includes 22,007 restricted stock units which vest on February 28, 2020 and settle within thirty days following the earlier of (i) the termination of the Reporting Person's service for any reason or (ii) a change of control.