SEC Form 4 · accession 0001562762-19-000065
NCS Multistage Holdings, Inc. · NCSM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John D Deane
Director
Period of report
Feb 28, 2019
Accepted (ET)
Mar 4, 2019 · 4:26 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001692427
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 28, 2019 | A | 22,007 | $0.00 | A | 107,909 | D | |
| Common StockF2 | holding | — | — | — | 214,632 | I | By Family Partners Limited |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes 15,902 vested restricted stock units which settle within thirty days following the earliest of (i) one year following the termination of the Reporting Person's service for any reason other than cause, (ii) a change of control or (iii) the fifth anniversary of the grant date. Also, includes 22,007 restricted stock units which vest on February 28, 2020 and settle within thirty days of the vesting date.
- F2These securities are held by the Deane Family Partnership Limited, a limited partnership of which the Reporting Person is the sole general partner. The Reporting Person disclaims beneficial ownership of the Issuer's securities held by the Deane Family Partnership Limited except to the extent of his pecuniary interest therein.