SEC Form 4 · accession 0001562762-18-000394
NCS Multistage Holdings, Inc. · NCSM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ryan Hummer
Officer — Chief Financial Officer
Period of report
Dec 13, 2018
Accepted (ET)
Dec 14, 2018 · 11:09 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001692427
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Dec 13, 2018 | P | 9,608 | $6.00 | A | 84,750 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.99 to $6.00. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.
- F2Includes 22,572 restricted stock units which vest in three equal annual installments beginning on March 1, 2019 and 12,127 restricted stock units which vest in two equal annual installments beginning on August 24, 2019.