SEC Form 4 · accession 0001562762-18-000386
NCS Multistage Holdings, Inc. · NCSM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Marty Stromquist
Officer — President · Director
Period of report
Dec 3, 2018
Accepted (ET)
Dec 6, 2018 · 10:32 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001692427
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 3, 2018 | S | 7,895 | $7.60 | D | 113,455 | I | See Footnote |
| Common StockF1 | Dec 4, 2018 | S | 12 | $7.60 | D | 113,443 | I | See Footnote |
| Common StockF2 | holding | — | — | — | 24,419 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The shares are held by Cemblend Systems Inc. Cemblend Systems Inc. is indirectly 50% owned by Mr. Stromquist. The reporting person disclaims beneficial ownership of the Issuer's securities held by Cemblend Systems Inc. except to the extent of his pecuniary interest therein.
- F2Includes 24,419 restricted stock units which vest in three equal annual installments beginning on March 1, 2019.