SEC Form 4 · accession 0001562762-18-000365
NCS Multistage Holdings, Inc. · NCSM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Marty Stromquist
Officer — President · Director
Period of report
Nov 19, 2018
Accepted (ET)
Nov 21, 2018 · 4:18 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001692427
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Nov 19, 2018 | S | 4,912 | $7.67 | D | 148,250 | I | See Footnote |
| Common StockF2 | Nov 20, 2018 | S | 13,382 | $7.60 | D | 134,868 | I | See Footnote |
| Common StockF3 | holding | — | — | — | 24,419 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.67 to $7.71. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- F2The shares are held by Cemblend Systems Inc. Cemblend Systems Inc. is indirectly 50% owned by Mr. Stromquist. The reporting person disclaims beneficial ownership of the Issuer's securities held by Cemblend Systems Inc. except to the extent of his pecuniary interest therein.
- F3Includes 24,419 restricted stock units which vest in three equal annual installments beginning on March 1, 2019.