SEC Form 4 · accession 0001562762-18-000358
NCS Multistage Holdings, Inc. · NCSM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael McShane
Director
Period of report
Nov 14, 2018
Accepted (ET)
Nov 16, 2018 · 2:07 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001692427
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Nov 14, 2018 | P | 3,566 | $7.20 | A | 380,829 | D | |
| Common StockF3,F2 | Nov 15, 2018 | P | 15,592 | $6.87 | A | 396,421 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $7.12 to $7.45. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnotes (1) and (3) to this Form 4.
- F2Includes 10,294 vested restricted stock units and 11,970 restricted stock units which vest on March 1, 2019. The restricted stock units settle for shares of common stock on a one-for-one basis within thirty days following the earliest of (i) one year following the termination of the reporting person's service for any reason other than cause, (ii) a change of control or (iii) the fifth anniversary of the grant date.
- F3The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $6.78 to $6.90.