SEC Form 4 · accession 0001562762-18-000278
NCS Multistage Holdings, Inc. · NCSM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kevin Trautner
Officer — Chief Legal Officer & Secy
Period of report
Aug 24, 2018
Accepted (ET)
Aug 28, 2018 · 2:04 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001692427
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Aug 24, 2018 | F | 950 | $16.10 | D | 27,160 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares were surrendered to satisfy the tax obligations related to the vesting of restricted stock units.
- F2Includes 16,416 restricted stock units which vest in three equal annual installments beginning on March 1, 2019 and 7,796 restricted stock units which vest in two equal annual installments beginning on August 24, 2019.