SEC Form 4 · accession 0001562762-18-000056
NCS Multistage Holdings, Inc. · NCSM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John D Deane
Director
Period of report
Mar 1, 2018
Accepted (ET)
Mar 5, 2018 · 4:20 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001692427
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 1, 2018 | A | 8,550 | $0.00 | A | 65,902 | D | |
| Common StockF2 | holding | — | — | — | 214,632 | I | By Family Partners Limited |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes 8,550 restricted stock units which vest on March 1, 2019 and 7,352 restricted stock units which vest on April 27, 2018. The restricted stock units settle for shares of common stock on a one-for-one basis within thirty days following the earliest of (i) one year following the termination of the reporting person's service for any reason other than cause, (ii) a change of control or (iii) the fifth anniversary of the grant date.
- F2These securities are held by the Deane Family Partners, Limited, a limited partnership of which the reporting person is the sole general partner. The reporting person disclaims beneficial ownership of the Issuer's securities held by the Family Limited Partnership except to the extent of his pecuniary interest therein.