SEC Form 4 · accession 0001140361-17-018471
NCS Multistage Holdings, Inc. · NCSM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
W Matt Ralls
Director
Period of report
May 3, 2017
Accepted (ET)
May 4, 2017 · 4:58 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001692427
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 3, 2017 | P | 30,000 | $17.00 | A | 30,000 | D | |
| Common StockF2 | holding | — | — | — | 13,234 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The shares of common stock were purchased in the Issuer's initial public offering pursuant to a directed share program.
- F2Consists of 7,352 restricted stock units which vest on April 27, 2018 and 5,882 restricted stock units which vest in three equal annual installments beginning on April 27, 2018. The restricted stock units settle for shares of common stock on a one-for-one basis within thirty days following the earliest of (i) one year following the termination of the reporting person's service for any reason other than cause, (ii) a change of control or (iii) the fifth anniversary of the grant date.