SEC Form 4 · accession 0001123292-17-001190
Playa Hotels & Resorts N.V. · PLYA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Bruce D Wardinski
Officer — Chief Executive Officer · Director
Period of report
Jun 20, 2017
Accepted (ET)
Jun 22, 2017 · 5:01 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001692412
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary SharesF1 | Jun 20, 2017 | A | 25,466 | — | A | 2,284,094 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Founder's WarrantsF1 | — | Jun 20, 2017 | D | 254,660 | D | Apr 10, 2017 | Mar 11, 2022 | Ordinary Shares | 84,886 | 0 | D |
Explanation of responses
- F1The reporting person disposed of 254,660 Founder's Warrants, each of which entitled the holder to purchase one-third of one ordinary share ("Ordinary Shares") of Playa Hotels & Resorts N.V. (the "Company") at an exercise price of one third of $11.50, in exchange for 25,466 Ordinary Shares in an issuer exchange offer.