SEC Form 4 · accession 0000903423-18-000454
Playa Hotels & Resorts N.V. · PLYA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Karl Mr. Peterson
Director
Period of report
Aug 9, 2018
Accepted (ET)
Aug 13, 2018 · 4:21 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001692412
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary SharesF1,F3 | Aug 9, 2018 | P | 25,000 | $10.3719 | A | 325,000 | I | See Explanation of Responses |
| Ordinary SharesF2,F3 | Aug 10, 2018 | P | 25,000 | $10.3336 | A | 350,000 | I | See Explanation of Responses |
| Ordinary SharesF4,F5,F6 | holding | — | — | — | 10,806,666 | I | See Explanation of Responses |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $10.3569 to $10.3936, inclusive. The reporting person undertakes to provide to Playa Hotels & Resorts N.V. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission (the "Commission"), upon request, full information regarding the number of shares purchased at each separate price within the range set forth above.
- F2The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $10.3318 to $10.3361, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth above.
- F3Held through Peterson Capital Partners, L.P.
- F4Shares directly held by TPG Pace Sponsor, LLC ("TPG Pace Sponsor"), of which Karl Peterson is a managing member.
- F5Because of the relationship between Mr. Peterson and TPG Pace Sponsor, Mr. Peterson may be deemed to beneficially own the securities held by TPG Pace Sponsor to the extent of his direct or indirect pecuniary interests therein. Mr. Peterson disclaims beneficial ownership of the securities held by TPG Pace Sponsor, except to the extent of his pecuniary interest therein, if any.
- F6Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be deemed an admission that Mr. Peterson is, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any equity securities in excess of his pecuniary interests.
Remarks
(7) Michael LaGatta is signing on behalf of Mr. Peterson pursuant to the authorization and designation letter dated March 14, 2017, which was previously filed with the Commission.