SEC Form 4 · accession 0001692063-18-000012
Schneider National, Inc. · SNDR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lori A. Lutey
Officer — EVP & CFO
Period of report
Jan 1, 2018
Accepted (ET)
Jan 3, 2018 · 4:57 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001692063
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class B Common StockF2 | Jan 1, 2018 | F | 2,010 | $28.56 | D | 585,841 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option-Right To BuyF3 | $19.00 | holding | — | — | — | — | Apr 5, 2027 | Class B Common Stock | 33,640 | 33,640 | D |
Explanation of responses
- F1Shares withheld to satisfy tax liabilities upon vesting.
- F2The reporting person's share ownership has been updated as a result of the Company's internal audit of the beneficial ownership of the Company's Section 16(a) reporting officers. The Company's audit did not identify any violations of Section 16(b) of the Securities Exchange Act of 1934, as amended. To the extent the share ownership shown in this Form 4 is inconsistent with the ownership reported on previously filed forms, this Form 4 serves as an amendment to any such previously filed forms.
- F3These options vest in equal annual installments on each of the first four anniversaries of the grant date, which was April 5, 2017, subject to the employee's continued employment through the applicable vesting date.