SEC Form 4 · accession 0000892712-17-000341
Schneider National, Inc. · SNDR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kathleen M. Zimmermann
Director · 10% Owner
Period of report
Apr 11, 2017
Accepted (ET)
Apr 12, 2017 · 5:14 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001692063
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class B Common Stock | Apr 11, 2017 | J | 83,910 | $0.00 | A | 3,029,320 | I | By Trusts |
| Class B Common Stock | holding | — | — | — | 328,560 | D | ||
| Class B Common Stock | holding | — | — | — | 244,350 | I | By Spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common StockF2 | — | Apr 11, 2017 | J | 9,600,000 | A | — | — | Class B Common Stock | 9,600,000 | 16,605,900 | I |
Explanation of responses
- F1Reflects the division of certain trusts as a result of which the reporting person serves as co-trustee of the trusts holding such shares for the benefit of the reporting person and her descendants.
- F2The reporting person's interest in the Class A Common Stock is represented by trust certificates issued by the Schneider National, Inc. Voting Trust and held by the reporting person. Each share of Class A Common Stock will automatically convert into a share of Class B Common Stock on a one-for-one basis upon any transfer of such share of Class A Common Stock in exchange for a trust certificate representing such share, and has no expiration date.