SEC Form 4 · accession 0001225208-19-001789
CONSTELLATION BRANDS, INC. · STZ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Barry A Fromberg
Director
Period of report
Feb 1, 2019
Accepted (ET)
Feb 5, 2019 · 4:09 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000016918
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Feb 1, 2019 | C | 810 | $0.00 | A | 20,550 | D | |
| Class A Common Stock | Feb 1, 2019 | S | 810 | $173.0501 | D | 19,740 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Class 1 (convertible) Common StockF2 | — | Feb 1, 2019 | M | 10,447 | A | — | — | Class A Common Stock | 10,447 | 14,985 | D |
| Class 1 (convertible) Common StockF2 | — | Feb 1, 2019 | C | 810 | D | — | — | Class A Common Stock | 810 | 14,175 | D |
| Non-Qualified Stock Option (right to buy)F3 | $13.40 | Feb 1, 2019 | M | 10,447 | D | Jan 23, 2010 | Jul 23, 2019 | Class 1 Common Stock | 10,447 | 0 | D |
Explanation of responses
- F1The reported shares of Class A Common Stock were received upon the conversion of shares of Class 1 Common Stock on a one-to-one basis.
- F2Shares of Class 1 Common Stock are convertible to shares of Class A Common Stock of the Issuer on a one-to-one basis in connection with the holders' sale of the shares of Class A Common Stock received upon the conversion. Class 1 Common Stock is not traded on any stock exchange.
- F3100% of this option has now vested.