SEC Form 3 · accession 0001225208-18-010261
CONSTELLATION BRANDS, INC. · STZ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James A. Sabia Jr.
Officer — EVP & Chief Marketing Officer
Period of report
May 28, 2018
Accepted (ET)
Jun 6, 2018 · 4:35 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000016918
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | holding | — | — | — | 38,205 | D | ||
| Class A Common StockF1 | holding | — | — | — | 2,392 | I | by Family Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F2 | $53.34 | holding | — | — | — | — | Jun 7, 2023 | Class 1 Common Stock | 12,120 | — | D |
| Non-Qualified Stock Option (right to buy)F2 | $79.61 | holding | — | — | — | — | Apr 28, 2024 | Class 1 Common Stock | 8,330 | — | D |
| Non-Qualified Stock Option (right to buy)F3 | $117.12 | holding | — | — | — | Apr 28, 2016 | Apr 28, 2025 | Class 1 Common Stock | 8,110 | — | D |
| Non-Qualified Stock Option (right to buy)F3 | $156.84 | holding | — | — | — | Apr 25, 2017 | Apr 25, 2026 | Class 1 Common Stock | 6,760 | — | D |
| Non-Qualified Stock Option (right to buy)F3 | $172.09 | holding | — | — | — | Apr 21, 2018 | Apr 21, 2027 | Class 1 Common Stock | 6,725 | — | D |
| Non-Qualified Stock Option (right to buy)F3 | $219.34 | holding | — | — | — | May 21, 2019 | May 21, 2028 | Class 1 Common Stock | 3,503 | — | D |
| Non-Qualified Stock Option (right to buy)F3 | $228.26 | holding | — | — | — | Apr 23, 2019 | Apr 23, 2028 | Class 1 Common Stock | 5,714 | — | D |
| Restricted Stock UnitsF5,F4 | — | holding | — | — | — | May 1, 2019 | May 1, 2019 | Class A Common Stock | 255 | — | D |
| Restricted Stock UnitsF5,F6 | — | holding | — | — | — | May 1, 2019 | May 1, 2020 | Class A Common Stock | 418 | — | D |
| Restricted Stock UnitsF5,F7 | — | holding | — | — | — | May 1, 2019 | May 1, 2021 | Class A Common Stock | 595 | — | D |
| Restricted Stock UnitsF5,F8 | — | holding | — | — | — | May 1, 2019 | May 1, 2022 | Class A Common Stock | 1,528 | — | D |
Explanation of responses
- F1Held by the James A., Jr. and Brooke M. Sabia Trust, of which the reporting person and his spouse are trustees and beneficiaries.
- F2100% of this option has become exercisable.
- F3This option becomes exercisable at the rate of 25% per year beginning on the date specified.
- F4All of these restricted stock units vest on the date specified. Vested shares will be delivered to the reporting person as of each vesting date net of shares withheld to satisfy taxes.
- F5Each restricted stock unit represents a contingent right to receive one share of Constellation Brands, Inc. Class A Common Stock.
- F6These restricted stock units vest in two equal annual installments beginning on the date specified. Vested shares will be delivered to the reporting person as of each vesting date net of shares withheld to satisfy taxes.
- F7These restricted stock units vest in three equal annual installments beginning on the date specified. Vested shares will be delivered to the reporting person as of each vesting date net of shares withheld to satisfy taxes.
- F8These restricted stock units vest in four equal annual installments beginning on the date specified. Vested shares will be delivered to the reporting person as of each vesting date net of shares withheld to satisfy taxes.
Remarks
sabiapoa.txt