SEC Form 4 · accession 0001225208-18-008658
CONSTELLATION BRANDS, INC. · STZ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David Eric Klein
Officer — Exec Vice Pres. & CFO
Period of report
May 1, 2018
Accepted (ET)
May 3, 2018 · 4:15 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000016918
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | May 1, 2018 | M | 4,820 | $0.00 | A | 45,066 | D | |
| Class A Common StockF2 | May 1, 2018 | M | 2,075 | $0.00 | A | 47,141 | D | |
| Class A Common Stock | May 1, 2018 | F | 3,317 | $229.68 | D | 43,824 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Performance Share UnitsF1,F3 | — | May 1, 2018 | M | 4,820 | D | — | — | Class A Common Stock | 4,820 | 0 | D |
| Restricted Stock UnitsF2,F4 | — | May 1, 2018 | M | 205 | D | May 1, 2016 | — | Class A Common Stock | 205 | 205 | D |
| Restricted Stock UnitsF2,F4 | — | May 1, 2018 | M | 272 | D | May 1, 2016 | May 1, 2018 | Class A Common Stock | 272 | 0 | D |
| Restricted Stock UnitsF2,F4 | — | May 1, 2018 | M | 397 | D | May 1, 2016 | May 1, 2019 | Class A Common Stock | 397 | 397 | D |
| Restricted Stock UnitsF2,F4 | — | May 1, 2018 | M | 565 | D | May 1, 2017 | — | Class A Common Stock | 565 | 1,128 | D |
| Restricted Stock UnitsF2,F4 | — | May 1, 2018 | M | 636 | D | May 1, 2018 | — | Class A Common Stock | 636 | 1,907 | D |
Explanation of responses
- F1Each performance share unit represents a contingent right to receive one share of Constellation Brands, Inc. Class A Common Stock.
- F2Each restricted stock unit represents a contingent right to receive one share of Constellation Brands, Inc. Class A Common Stock.
- F3The performance share units disposed of in the reported transaction vested on May 1, 2018. Vested shares are delivered to the reporting person net of shares withheld to satisfy taxes.
- F4The restricted stock units disposed of in the reported transaction vested on May 1, 2018. Vested shares are delivered to the reporting person net of shares withheld to satisfy taxes.