SEC Form 4 · accession 0001225208-18-008251
CONSTELLATION BRANDS, INC. · STZ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Period of report
Apr 26, 2018
Accepted (ET)
Apr 30, 2018 · 5:34 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000016918
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1,F2 | Apr 26, 2018 | J | 61,144 | $0.00 | D | 1,190,908 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Class B (convertible) Common StockF1,F2,F3 | — | Apr 26, 2018 | J | 61,144 | A | — | — | Class A Common Stock | 61,144 | 8,073,856 | D |
Explanation of responses
- F1On April 26, 2018, A&Z 2015 Business Holdings LP ("A&Z Holdings") exchanged, on a one-for-one basis, shares of Class A Common Stock for shares of Class B Common Stock with an affiliated limited partnership.
- F2This report is filed jointly by A&Z Holdings and A&Z 2015 Business Management LLC ("A&Z Management"). The reported securities are owned directly by A&Z Holdings. A&Z Management is the co-general partner of, and owns a .025% interest in, A&Z Holdings. Abigail Bennett and Zachary Stern are the members of A&Z Management and indirectly hold limited partner interests of A&Z Holdings.
- F3Shares of Class B Common Stock are convertible into shares of Class A Common Stock of the Issuer on a one-to-one basis at any time at the option of the holder. The ticker symbol for Class B Common Stock is STZ.B.