SEC Form 4 · accession 0001225208-18-008249
CONSTELLATION BRANDS, INC. · STZ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Period of report
Apr 26, 2018
Accepted (ET)
Apr 30, 2018 · 5:34 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000016918
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1,F2 | Apr 26, 2018 | J | 250,000 | $0.00 | A | 250,000 | D | |
| Class A Common StockF2 | Apr 26, 2018 | G | 250,000 | $0.00 | A | 500,000 | D | |
| Class A Common StockF3,F2 | Apr 26, 2018 | J | 250,000 | $0.00 | D | 250,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Class B (convertible) Common StockF1,F2,F4 | — | Apr 26, 2018 | J | 250,000 | D | — | — | Class A Common Stock | 250,000 | 1,162,492 | D |
Explanation of responses
- F1On April 26, 2018, RSS 2015 Business Holdings LP ("RSS Holdings") exchanged, on a one-for-one basis, shares of Class B Common Stock for shares of Class A Common Stock with an affiliated limited partnership.
- F2This report is filed jointly by RSS Holdings and RSS 2015 Business Management LLC ("RSS Management"). The reported securities are owned directly by RSS Holdings. RSS Management is the co-general partner of, and owns a .025% interest in, RSS Holdings.
- F3On April 26, 2018, RSS Holdings distributed 250,000 shares of Class A Common Stock to its limited partner.
- F4Shares of Class B Common Stock are convertible into shares of Class A Common Stock of the Issuer on a one-to-one basis at any time at the option of the holder. The ticker symbol for Class B Common Stock is STZ.B.