SEC Form 4 · accession 0001225208-18-007878
CONSTELLATION BRANDS, INC. · STZ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James A Locke III
Director
Period of report
Apr 17, 2018
Accepted (ET)
Apr 19, 2018 · 4:08 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000016918
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Apr 17, 2018 | C | 6,398 | $0.00 | A | 44,954 | D | |
| Class A Common Stock | Apr 17, 2018 | S | 6,398 | $230.50 | D | 38,556 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Class 1 (convertible) Common StockF2 | — | Apr 17, 2018 | M | 6,398 | A | — | — | Class A Common Stock | 6,398 | 6,398 | D |
| Class 1 (convertible) Common StockF2 | — | Apr 17, 2018 | C | 6,398 | D | — | — | Class A Common Stock | 6,398 | 0 | D |
| Non-Qualified Stock Option (right to buy)F3 | $21.88 | Apr 17, 2018 | M | 6,398 | D | — | Jul 17, 2018 | Class 1 Common Stock | 6,398 | 0 | D |
Explanation of responses
- F1The reported shares of Class A Common Stock were received upon the conversion of shares of Class 1 Common Stock on a one-to-one basis.
- F2Shares of Class 1 Common Stock are convertible to shares of Class A Common Stock of the Issuer on a one-to-one basis in connection with the holders' sale of the shares of Class A Common Stock received upon the conversion. Class 1 Common Stock is not traded on any stock exchange.
- F3100% of this option has become exercisable.