SEC Form 4 · accession 0001225208-18-003777
CONSTELLATION BRANDS, INC. · STZ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas Michael Kane
Officer — Executive VP, Chief HR Officer
Period of report
Feb 20, 2018
Accepted (ET)
Feb 22, 2018 · 4:38 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000016918
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1,F2 | Feb 20, 2018 | M | 2,157 | $0.00 | A | 11,275 | D | |
| Class A Common Stock | Feb 20, 2018 | F | 729 | $217.33 | D | 10,546 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F3 | — | Feb 20, 2018 | M | 787 | D | May 1, 2015 | — | Class A Common Stock | 787 | 0 | D |
| Restricted Stock UnitsF1,F3 | — | Feb 20, 2018 | M | 550 | D | May 1, 2016 | — | Class A Common Stock | 550 | 550 | D |
| Restricted Stock UnitsF1,F3 | — | Feb 20, 2018 | M | 420 | D | May 1, 2017 | — | Class A Common Stock | 420 | 840 | D |
| Restricted Stock UnitsF1,F3 | — | Feb 20, 2018 | M | 400 | D | May 1, 2018 | — | Class A Common Stock | 400 | 1,197 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of Constellation Brands, Inc. Class A Common Stock.
- F2Includes shares of Class A Common Stock acquired in July 2017 and January 2018 under the Constellation Brands, Inc. 1989 Employee Stock Purchase Plan.
- F3The restricted stock units disposed of in the reported transaction, which otherwise would have vested on May 1, 2018, vested on February 20, 2018. Vested shares are delivered to the reporting person net of shares withheld to satisfy taxes.