SEC Form 4 · accession 0001225208-17-009096
CONSTELLATION BRANDS, INC. · STZ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William A Newlands
Officer — Exec. Vice President
Period of report
May 1, 2017
Accepted (ET)
May 3, 2017 · 5:58 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000016918
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | May 1, 2017 | M | 2,688 | $0.00 | A | 4,740 | D | |
| Class A Common Stock | May 1, 2017 | F | 906 | $172.07 | D | 3,834 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | May 1, 2017 | M | 630 | D | — | — | Class A Common Stock | 630 | 1,260 | D |
| Restricted Stock UnitsF1,F2 | — | May 1, 2017 | M | 1,493 | D | May 1, 2016 | — | Class A Common Stock | 1,493 | 1,493 | D |
| Restricted Stock UnitsF1,F2 | — | May 1, 2017 | M | 565 | D | May 1, 2017 | — | Class A Common Stock | 565 | 1,693 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of Constellation Brands, Inc. Class A Common Stock.
- F2The restricted stock units disposed of in the reported transaction vested on May 1, 2017. Vested shares are delivered to the reporting person net of shares withheld to satisfy taxes.