SEC Form 4 · accession 0001225208-17-009093
CONSTELLATION BRANDS, INC. · STZ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas Michael Kane
Officer — Executive VP, Chief HR Officer
Period of report
May 1, 2017
Accepted (ET)
May 3, 2017 · 5:56 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000016918
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | May 1, 2017 | M | 6,300 | $0.00 | A | 15,228 | D | |
| Class A Common StockF2 | May 1, 2017 | M | 2,933 | $0.00 | A | 18,161 | D | |
| Class A Common Stock | May 1, 2017 | F | 4,307 | $172.07 | D | 13,854 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Performance Share UnitsF1,F3 | — | May 1, 2017 | M | 6,300 | D | — | — | Class A Common Stock | 6,300 | 0 | D |
| Restricted Stock UnitsF2,F4 | — | May 1, 2017 | M | 1,175 | D | — | — | Class A Common Stock | 1,175 | 0 | D |
| Restricted Stock UnitsF2,F4 | — | May 1, 2017 | M | 787 | D | May 1, 2015 | — | Class A Common Stock | 787 | 787 | D |
| Restricted Stock UnitsF2,F4 | — | May 1, 2017 | M | 550 | D | May 1, 2016 | — | Class A Common Stock | 550 | 1,100 | D |
| Restricted Stock UnitsF2,F4 | — | May 1, 2017 | M | 421 | D | May 1, 2017 | — | Class A Common Stock | 421 | 1,260 | D |
Explanation of responses
- F1Each performance share unit represents a contingent right to receive one share of Constellation Brands, Inc. Class A Common Stock.
- F2Each restricted stock unit represents a contingent right to receive one share of Constellation Brands, Inc. Class A Common Stock.
- F3The performance share units disposed of in the reported transaction vested on May 1, 2017. Vested shares are delivered to the reporting person net of shares withheld to satisfy taxes.
- F4The restricted stock units disposed of in the reported transaction vested on May 1, 2017. Vested shares are delivered to the reporting person net of shares withheld to satisfy taxes.