SEC Form 5 · accession 0001225208-17-007717
CONSTELLATION BRANDS, INC. · STZ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Zachary M Stern
10% Owner
Period of report
Feb 28, 2017
Accepted (ET)
Apr 6, 2017 · 4:36 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000016918
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Dec 19, 2016 | G | 4,904 | $0.00 | D | 326,770 | I | by Marilyn Sands Master Trust |
| Class A Common Stock | holding | — | — | — | 33,415 | D | ||
| Class A Common StockF2,F3 | holding | — | — | — | 1,252,052 | I | by A&Z 2015 Business Holdings LP |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reporting person is a trustee of the Marilyn Sands Master Trust. Except to the extent that the reporting person has a direct or indirect pecuniary interest in securities owned by the trust, the reporting person disclaims beneficial ownership with respect to securities held in this manner. This report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for the purposes of Section 16 or any other purpose.
- F2Except to the extent that the reporting person has a direct or indirect pecuniary interest in securities owned by the applicable trust, partnership or limited liability company, the reporting person disclaims beneficial ownership with respect to securities held in this manner. This report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for the purposes of Section 16 or any other purpose.
- F3A&Z 2015 Business Holdings LP ("A&Z Holdings") is a limited partnership and one of its co-general partners is A&Z 2015 Business Management LLC ("A&Z Management"). A&Z Management owns a .0249% interest in A&ZHoldings. The reporting person indirectly holds limited partner interests in A&Z Holdings and is a member of A&Z Management.