SEC Form 4 · accession 0001225208-16-042217
CONSTELLATION BRANDS, INC. · STZ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
A&Z 2015 BUSINESS MANAGEMENT LLC
10% Owner
Period of report
Nov 22, 2016
Accepted (ET)
Nov 23, 2016 · 4:29 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000016918
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1,F2 | Nov 22, 2016 | J | 1,252,052 | $0.00 | D | 1,252,052 | I | by A&Z 2015 Business Holdings LP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Class B (convertible) Common StockF1,F2,F3 | — | Nov 22, 2016 | J | 8,012,712 | D | — | — | Class A Common Stock | 8,012,712 | 8,012,712 | I |
Explanation of responses
- F1On November 22, 2016, WildStar Partners LLC acquired a 0.045% general partner interest in A&Z 2015 Business Holdings LP ("A&Z Holdings") and became a co-general partner of A&Z Holdings with the reporting person. The reporting person's ownership interest in A&Z Holdings was reduced from 0.025% to 0.0249% as a result of the transaction.
- F2Except to the extent that the reporting person has a direct or indirect pecuniary interest in securities owned by the limited partnership, the reporting person disclaims beneficial ownership with the respect to the securities held in this manner. This report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for the purposes of Section 16 or any other purpose.
- F3Shares of Class B Common Stock are convertible into shares of Class A Common Stock of the Issuer on a one-to-one basis at any time at the option of the holder. The ticker symbol for Class B Common Stock is STZ.B.