SEC Form 4 · accession 0001225208-16-042216
CONSTELLATION BRANDS, INC. · STZ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Abigail J Bennett
10% Owner
Period of report
Nov 22, 2016
Accepted (ET)
Nov 23, 2016 · 4:27 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000016918
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1,F2 | Nov 22, 2016 | J | 1,252,052 | $0.00 | D | 1,252,052 | I | by A&Z 2015 Business Holdings LP |
| Class A Common StockF3 | Nov 22, 2016 | J | 2,333,902 | $0.00 | D | 2,333,902 | I | by SER Business Holdings LP |
| Class A Common StockF4 | Nov 22, 2016 | J | 2,164,138 | $0.00 | D | 2,164,138 | I | by SSR Business Holdings LP |
| Class A Common Stock | holding | — | — | — | 37,415 | D | ||
| Class A Common StockF5 | holding | — | — | — | 331,674 | I | by Marilyn Sands Master Trust | |
| Class A Common StockF6 | holding | — | — | — | 20,615 | I | by NS Descendants' Trust | |
| Class A Common StockF7 | holding | — | — | — | 158 | I | by SSR Business Management LLC |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Class B (convertible) Common StockF1,F2,F8 | — | Nov 22, 2016 | J | 8,012,712 | D | — | — | Class A Common Stock | 8,012,712 | 8,012,712 | I |
| Class B (convertible) Common StockF9,F8 | — | Nov 22, 2016 | J | 1,350,000 | D | — | — | Class A Common Stock | 1,350,000 | 1,350,000 | I |
| Class B (convertible) Common StockF10,F8 | — | Nov 22, 2016 | J | 5,300,000 | D | — | — | Class A Common Stock | 5,300,000 | 5,300,000 | I |
| Class B (convertible) Common StockF11,F8 | — | Nov 22, 2016 | J | 1,350,000 | D | — | — | Class A Common Stock | 1,350,000 | 1,350,000 | I |
| Class B (convertible) Common StockF12,F8 | — | Nov 22, 2016 | J | 1,412,492 | D | — | — | Class A Common Stock | 1,412,492 | 1,412,492 | I |
| Class B (convertible) Common StockF13,F8 | — | Nov 22, 2016 | J | 4,518,258 | D | — | — | Class A Common Stock | 4,518,258 | 4,518,258 | I |
| Class B (convertible) Common StockF3,F8 | — | Nov 22, 2016 | J | 619,892 | D | — | — | Class A Common Stock | 619,892 | 619,892 | I |
| Class B (convertible) Common StockF6,F8 | — | holding | — | — | — | — | — | Class A Common Stock | 20,695 | 20,695 | I |
| Class B (convertible) Common StockF14,F8 | — | holding | — | — | — | — | — | Class A Common Stock | 156 | 156 | I |
Explanation of responses
- F1On November 22, 2016, WildStar Partners LLC ("WildStar") acquired a 0.045% general partner interest in A&Z 2015 Business Holdings LP ("A&Z Holdings") and became a co-general partner of A&Z Holdings with A&Z 2015 Business Management LLC ("A&Z Management"). A&Z Management's ownership interest in A&Z Holdings was reduced from 0.025% to 0.0249% as a result of the transaction. The reporting person indirectly holds limited partner interests in A&Z Holdings and is a member of A&Z Management.
- F10On November 22, 2016, WildStar acquired a 0.045% general partner interest in RES Business Holdings LP ("RES Holdings") and became a co-general partner of RES Holdings with RES Business Management LLC ("RES Management"). RES Management's ownership interest in RES Holdings was reduced from 0.01% to 0.009% as a result of the transaction. The reporting person is the sole non-member manager of RES Management. The reporting person disclaims beneficial ownership of the shares held by RES Holdings except to the extent of her interest as a contingent remainder beneficiary of the JS Family Trust and the JS Descendants' Trust, and this report shall not be deemed to be an admission that the reporting person is the beneficial owner of such securities for the purposes of Section 16 or any other purpose.
- F11On November 22, 2016, WildStar acquired a 0.045% general partner interest in RHT 2015 Business Holdings LP ("RHT Holdings") and became a co-general partner of RHT Holdings with RHT 2015 Business Management LLC ("RHT Management"). RHT Management's ownership interest in RHT Holdings was reduced from 0.02573% to 0.02572% as a result of the transaction. The reporting person is the sole non-member manager of RHT Management.
- F12On November 22, 2016, WildStar acquired a 0.045% general partner interest in RSS 2015 Business Holdings LP ("RSS 2015 Holdings") and became a co-general partner of RSS 2015 Holdings with RSS 2015 Business Management LLC ("RSS 2015 Management"). RSS 2015 Management's ownership interest in RSS 2015 Holdings was reduced from 0.02459% to 0.02458% as a result of the transaction. The reporting person is the sole non-member manager of RSS 2015 Management.
- F13On November 22, 2016, WildStar acquired a 0.045% general partner interest in RSS Business Holdings LP ("RSS Holdings") and became a co-general partner of RSS Holdings with RSS Business Management LLC ("RSS Management"). RSS Management's ownership interest in RSS Holdings was reduced from 0.01% to 0.009% as a result of the transaction. The reporting person is the sole non-member manager of RSS Management. The reporting person disclaims beneficial ownership of the shares held by RSS Holdings except to the extent of her interest as a contingent remainder beneficiary of the Nancy Sands Family Trust and the Nancy Sands Descendants' Trust, and this report shall not be deemed to be an admission that the reporting person is the beneficial owner of such securities for the purposes of Section 16 or any other purpose.
- F14Held by RSS Management. The NS Family Trust is the sole member of RSS Management. The reporting person disclaims beneficial ownership of the shares held by RSS Management except to the extent of her interest as a contingent remainder beneficiary of the NS Family Trust, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for the purposes of Section 16 or any other purpose.
- F2Except to the extent that the reporting person has a direct or indirect pecuniary interest in securities owned by the applicable trust, partnership or limited liability company, the reporting person disclaims beneficial ownership with respect to securities held in this manner. This report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for the purposes of Section 16 or any other purpose.
- F3On November 22, 2016, WildStar acquired a 0.045% general partner interest in SER Business Holdings LP ("SER Holdings") and became a co-general partner of SER Holdings with SER Business Management LLC ("SER Management"). SER Management's ownership interest in SER Holdings was reduced from 0.016% to 0.0159% as a result of the transaction. The reporting person is the sole non-member manager of SER Management. The reporting person disclaims beneficial ownership of the shares held by SER Holdings except to the extent of her interest as a contingent remainder beneficiary of the JS Family Trust and the JS Descendants' Trust, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for the purposes of Section 16 or any other purpose.
- F4On November 22, 2016, WildStar acquired a 0.045% general partner interest in SSR Business Holdings LP ("SSR Holdings") and became a co-general partner of SSR Holdings with SSR Business Management LLC ("SSR Management"). SSR Management's ownership interest in SSR Holdings was reduced from 0.016% to 0.0159% as a result of the transaction. The reporting person is the sole non-member manager of SSR Management. The reporting person disclaims beneficial ownership of the shares held by SSR Holdings except to the extent of her interest as a contingent remainder beneficiary of the NS Family Trust and the NS Descendants' Trust, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for the purposes of Section 16 or any other purpose.
- F5The reporting person is a trustee of the Marilyn Sands Master Trust. Except to the extent that the reporting person has a direct or indirect pecuniary interest in securities owned by the trust, the reporting person disclaims beneficial ownership with respect to securities held in this manner. This report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for the purposes of Section 16 or any other purpose.
- F6The reporting person disclaims beneficial ownership of the shares held by such trust except to the extent of her interest as a contingent remainder beneficiary of such trust, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for the purpose of Section 16 or any other purpose.
- F7Held by SSR Management. The NS Family Trust is the sole member of SSR Management. The reporting person disclaims beneficial ownership of the shares held by SSR Management except to the extent of her interest as a contingent remainder beneficiary of the NS Family Trust, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for the purposes of Section 16 or any other purpose.
- F8Shares of Class B Common Stock are convertible into shares of Class A Common Stock of the Issuer on a one-to-one basis at any time at the option of the holder. The ticker symbol for Class B Common Stock is STZ.B.
- F9On November 22, 2016, WildStar acquired a 0.045% general partner interest in RCT 2015 Business Holdings LP ("RCT Holdings") and became a co-general partner of RCT Holdings with RCT 2015 Business Management LLC ("RCT Management"). RCT Management's ownership interest in RCT Holdings was reduced from 0.02573% to 0.02572% as a result of the transaction. The reporting person is the sole non-member manager of RCT Management.
Remarks
abpoa.txt Exhibit 24 - Power of Attorney