SEC Form 4 · accession 0001225208-16-033149
CONSTELLATION BRANDS, INC. · STZ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John A Wright
Officer — Exec. Vice President
Period of report
May 9, 2016
Accepted (ET)
May 11, 2016 · 4:32 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000016918
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | May 9, 2016 | C | 7,200 | $0.00 | A | 125,189 | D | |
| Class A Common StockF2 | May 9, 2016 | S | 7,100 | $161.5481 | D | 118,089 | D | |
| Class A Common StockF3 | May 9, 2016 | S | 7,200 | $161.5216 | D | 110,889 | D | |
| Class A Common StockF1 | May 10, 2016 | C | 17,800 | $0.00 | A | 128,689 | D | |
| Class A Common StockF4 | May 10, 2016 | S | 3,609 | $161.7008 | D | 125,080 | D | |
| Class A Common StockF5 | May 10, 2016 | S | 17,800 | $161.7009 | D | 107,280 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Class 1 (convertible) Common StockF6 | — | May 9, 2016 | M | 7,200 | A | — | — | Class A Common Stock | 7,200 | 7,200 | D |
| Class 1 (convertible) Common StockF6 | — | May 9, 2016 | C | 7,200 | D | — | — | Class A Common Stock | 7,200 | 0 | D |
| Non-Qualified Stock Option (right to buy)F7 | $19.12 | May 9, 2016 | M | 7,200 | D | — | Apr 1, 2018 | Class 1 Common Stock | 7,200 | 50,900 | D |
| Class 1 (convertible) Common StockF6 | — | May 10, 2016 | M | 17,800 | A | — | — | Class A Common Stock | 17,800 | 17,800 | D |
| Class 1 (convertible) Common StockF6 | — | May 10, 2016 | C | 17,800 | D | — | — | Class A Common Stock | 17,800 | 0 | D |
| Non-Qualified Stock Option (right to buy)F7 | $19.12 | May 10, 2016 | M | 17,800 | D | — | Apr 1, 2018 | Class 1 Common Stock | 17,800 | 33,100 | D |
Explanation of responses
- F1The reported shares of Class A Common Stock were received upon the conversion of shares of Class 1 Common Stock on a one-to-one basis.
- F2Represents the weighted average sale price. These shares were sold in multiple transactions at prices ranging from $161.50 to $161.63, inclusive. Upon request by the Commission staff, the issuer, or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.
- F3Represents the weighted average sale price. These shares were sold in multiple transactions at prices ranging from $161.500 to $161.665, inclusive. Upon request by the Commission staff, the issuer, or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.
- F4Represents the weighted average sale price. These shares were sold in multiple transactions at prices ranging from $161.50 to $161.85, inclusive. Upon request by the Commission staff, the issuer, or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.
- F5Represents the weighted average sale price. These shares were sold in multiple transactions at prices ranging from $161.50 to $162.05, inclusive. Upon request by the Commission staff, the issuer, or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.
- F6Shares of Class 1 Common Stock are convertible to shares of Class A Common Stock of the Issuer on a one-to-one basis in connection with the holders' sale of the shares of Class A Common Stock received upon the conversion. Class 1 Common Stock is not traded on any stock exchange.
- F7100% of this option has become exercisable.