SEC Form 4 · accession 0001225208-16-032766
CONSTELLATION BRANDS, INC. · STZ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas J Mullin
Officer — Exec. VP & Gen. Counsel
Period of report
May 4, 2016
Accepted (ET)
May 6, 2016 · 4:17 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000016918
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | May 4, 2016 | M | 16,900 | $20.79 | A | 105,502 | D | |
| Class A Common StockF1 | May 4, 2016 | S | 16,900 | $159.2233 | D | 88,602 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F2 | $20.79 | May 4, 2016 | M | 16,900 | D | — | Apr 3, 2017 | Class A Common Stock | 16,900 | 0 | D |
Explanation of responses
- F1Represents the weighted average sale price. These shares were sold in multiple transactions at prices ranging from $159.02 to $159.40, inclusive. Upon request by the Commission staff, the issuer, or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.
- F2100% of this option has become exercisable.