SEC Form 4/A · accession 0001225208-16-031443
CONSTELLATION BRANDS, INC. · STZ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Ernesto M Hernandez
Director
Period of report
Jul 22, 2015
Accepted (ET)
Apr 14, 2016 · 4:11 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000016918
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1,F2 | Jul 23, 2015 | M | 803 | $0.00 | A | 803 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2,F3 | — | Jul 23, 2015 | M | 803 | D | Jul 23, 2015 | — | Class A Common Stock | 803 | 0 | D |
Explanation of responses
- F1Due to an administrative error by the Company, the originally filed Form 4 inadvertently omitted the vesting of these RSUs. The terms of such vesting were previously disclosed on the Form 4 that reported the RSU grant.
- F2Each restricted stock unit represents a contingent right to receive one share of Constellation Brands, Inc. Class A Common Stock.
- F3The restricted stock units disposed of in the reported transaction vested on July 23, 2015.