SEC Form 4 · accession 0001225208-16-025004
CONSTELLATION BRANDS, INC. · STZ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas J Mullin
Officer — Exec. VP & Gen. Counsel
Period of report
Jan 26, 2016
Accepted (ET)
Jan 28, 2016 · 4:27 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000016918
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Jan 26, 2016 | M | 64,241 | $20.79 | A | 143,803 | D | |
| Class A Common StockF1 | Jan 26, 2016 | S | 25,954 | $149.6093 | D | 117,849 | D | |
| Class A Common StockF2 | Jan 26, 2016 | S | 38,287 | $148.5902 | D | 79,562 | D | |
| Class A Common Stock | Jan 27, 2016 | M | 35,759 | $20.79 | A | 115,321 | D | |
| Class A Common StockF3 | Jan 27, 2016 | S | 35,759 | $148.2802 | D | 79,562 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F4 | $20.79 | Jan 26, 2016 | M | 64,241 | D | — | Apr 3, 2017 | Class A Common Stock | 64,241 | 52,659 | D |
| Non-Qualified Stock Option (right to buy)F4 | $20.79 | Jan 27, 2016 | M | 35,759 | D | — | Apr 3, 2017 | Class A Common Stock | 35,759 | 16,900 | D |
Explanation of responses
- F1Represents the weighted average sale price. These shares were sold in multiple transactions at prices ranging from $149.25 to $149.91, inclusive. Upon request by the Commission staff, the issuer, or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.
- F2Represents the weighted average sale price. These shares were sold in multiple transactions at prices ranging from $148.50 to $148.74, inclusive. Upon request by the Commission staff, the issuer, or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.
- F3Represents the weighted average sale price. These shares were sold in multiple transactions at prices ranging from $148.00 to $148.75, inclusive. Upon request by the Commission staff, the issuer, or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.
- F4100% of this option has become exercisable.