SEC Form 4 · accession 0001225208-15-019860
CONSTELLATION BRANDS, INC. · STZ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Period of report
Oct 21, 2015
Accepted (ET)
Oct 23, 2015 · 5:07 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000016918
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1,F2 | Oct 21, 2015 | J | 768 | $0.00 | D | 0 | I | by MLR&R |
| Class A Common StockF3 | holding | — | — | — | 1,919,420 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Class B (convertible) Common StockF1,F2,F4 | — | Oct 21, 2015 | J | 667,368 | D | — | — | Class A Common Stock | 667,368 | 0 | I |
| Class B (convertible) Common StockF3,F4 | — | holding | — | — | — | — | — | Class A Common Stock | 7,345,344 | 7,345,344 | D |
Explanation of responses
- F1On October 21, 2015, A&Z 2015 Business Holdings LP ("A&Z Holdings") distributed its general partner interests in M,L,R&R to limited partners.
- F2M,L,R&R is a general partnership of which A&Z Holdings was a general partner prior to the distribution described in footnote 1 above.
- F3This report is filed jointly by A&Z Holdings and A&Z 2015 Business Management LLC ("A&Z Management"). The reported securities are owned directly by A&Z Holdings. A&Z Management is the general partner of, and owns a .025% interest in, A&Z Holdings. Abigail Bennett and Zachary Stern are the members of A&Z Management and indirectly hold limited partner interests of A&Z Holdings.
- F4Shares of Class B Common Stock are convertible into shares of Class A Common Stock of the Issuer on a one-to-one basis at any time at the option of the holder. The ticker symbol for Class B Common Stock is STZ.B.