SEC Form 4 · accession 0001225208-15-019603

CONSTELLATION BRANDS, INC. · STZ

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

F Paul Hetterich

Officer — EVP, Corp Dev & Beer Ops

Period of report

Oct 13, 2015

Accepted (ET)

Oct 15, 2015 · 5:33 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000016918

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Class A Common Stock^F1,F2	Oct 13, 2015	C	34	$0.00	A	64,389	D
Class A Common Stock	Oct 13, 2015	S	34	$137.00	D	64,355	D
Class A Common Stock^F1	Oct 14, 2015	C	14,142	$0.00	A	78,497	D
Class A Common Stock	Oct 14, 2015	S	8,926	$135.00	D	69,571	D
Class A Common Stock^F3	Oct 14, 2015	S	14,142	$135.0192	D	55,429	D
Class A Common Stock	Oct 14, 2015	S	17,919	$134.00	D	37,510	D
Class A Common Stock^F1	Oct 15, 2015	C	53,325	$0.00	A	90,835	D
Class A Common Stock^F4	Oct 15, 2015	S	2,081	$134.512	D	88,754	D
Class A Common Stock^F5	Oct 15, 2015	S	53,325	$134.4537	D	35,429	D
Class A Common Stock	holding	—	—		—	139	I	By Son

Table II — derivative securities

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Class 1 (convertible) Common Stock^F6	—	Oct 13, 2015	M	34	A	—	—	Class A Common Stock	34	34	D
Class 1 (convertible) Common Stock^F6	—	Oct 13, 2015	C	34	D	—	—	Class A Common Stock	34	0	D
Non-Qualified Stock Option (right to buy)^F7	$16.67	Oct 13, 2015	M	34	D	Apr 5, 2011	Apr 5, 2020	Class 1 Common Stock	34	25,353	D
Class 1 (convertible) Common Stock^F6	—	Oct 14, 2015	M	14,142	A	—	—	Class A Common Stock	14,142	14,142	D
Class 1 (convertible) Common Stock^F6	—	Oct 14, 2015	C	14,142	D	—	—	Class A Common Stock	14,142	0	D
Non-Qualified Stock Option (right to buy)^F7	$16.67	Oct 14, 2015	M	14,142	D	Apr 5, 2011	Apr 5, 2020	Class 1 Common Stock	14,142	11,211	D
Class 1 (convertible) Common Stock^F6	—	Oct 15, 2015	M	42,114	A	—	—	Class A Common Stock	42,114	42,114	D
Class 1 (convertible) Common Stock^F6	—	Oct 15, 2015	M	11,211	A	—	—	Class A Common Stock	11,211	53,325	D
Class 1 (convertible) Common Stock^F6	—	Oct 15, 2015	C	53,325	D	—	—	Class A Common Stock	53,325	0	D
Non-Qualified Stock Option (right to buy)^F7	$16.67	Oct 15, 2015	M	11,211	D	Apr 5, 2011	Apr 5, 2020	Class 1 Common Stock	11,211	0	D
Non-Qualified Stock Option (right to buy)^F7	$20.60	Oct 15, 2015	M	42,114	D	Apr 5, 2012	Apr 5, 2021	Class 1 Common Stock	42,114	0	D

Explanation of responses

F1The reported shares of Class A Common Stock were received upon the conversion of shares of Class 1 Common Stock on a one-to-one basis.
F2Includes shares of Class A Common Stock acquired in July 2015 under the Constellation Brands, Inc. 1989 Employee Stock Purchase Plan.
F3Represents the weighted average sale price. These shares were sold in multiple transactions at prices ranging from $135.00 to $135.25, inclusive. Upon request by the Commission staff, the issuer, or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.
F4Represents the weighted average sale price. These shares were sold in multiple transactions at prices ranging from $134.50 to $134.60, inclusive. Upon request by the Commission staff, the issuer, or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.
F5Represents the weighted average sale price. These shares were sold in multiple transactions at prices ranging from $134.055 to $134.96, inclusive. Upon request by the Commission staff, the issuer, or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.
F6Shares of Class 1 Common Stock are convertible to shares of Class A Common Stock of the Issuer on a one-to-one basis in connection with the holders' sale of the shares of Class A Common Stock received upon the conversion. Class 1 Common Stock is not traded on any stock exchange.
F7The four-year vesting schedule began on the date specified; 100% of this option has now vested.