SEC Form 4 · accession 0001225208-15-011296
CONSTELLATION BRANDS, INC. · STZ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas J Mullin
Officer — Exec. VP & Gen. Counsel
Period of report
May 1, 2015
Accepted (ET)
May 5, 2015 · 5:07 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000016918
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | May 1, 2015 | M | 25,640 | $0.00 | A | 91,886 | D | |
| Class A Common StockF2 | May 1, 2015 | M | 5,823 | $0.00 | A | 97,709 | D | |
| Class A Common Stock | May 1, 2015 | F | 16,204 | $117.19 | D | 81,505 | D | |
| Class A Common Stock | May 4, 2015 | S | 1,943 | $117.2805 | D | 79,562 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Performance Share UnitsF1,F3 | — | May 1, 2015 | M | 25,640 | D | — | — | Class A Common Stock | 25,640 | 0 | D |
| Restricted Stock UnitsF2,F4 | — | May 1, 2015 | M | 3,205 | D | — | — | Class A Common Stock | 3,205 | 3,205 | D |
| Restricted Stock UnitsF2,F4 | — | May 1, 2015 | M | 1,618 | D | May 1, 2014 | — | Class A Common Stock | 1,618 | 3,234 | D |
| Restricted Stock UnitsF2,F4 | — | May 1, 2015 | M | 1,000 | D | May 1, 2015 | — | Class A Common Stock | 1,000 | 3,000 | D |
Explanation of responses
- F1Each performance share unit represents a contingent right to receive one share of Constellation Brands, Inc. Class A Common Stock.
- F2Each restricted stock unit represents a contingent right to receive one share of Constellation Brands, Inc. Class A Common Stock.
- F3The performance share units disposed of in the reported transaction vested on May 1, 2015. Vested shares are delivered to the reporting person net of shares withheld to satisfy taxes.
- F4The restricted stock units disposed of in the reported transaction vested on May 1, 2015. Vested shares are delivered to the reporting person net of shares withheld to satisfy taxes.